📋 Core Documents
Investor Charter (Annexure-A)
Vision, Mission, Rights of Investors, Do's and Don'ts, Grievance Redressal Mechanism
📄 Download PDFMandatory Details
Basic registration details, Escalation Matrix, Key Managerial Personnel, Account Opening Process
📄 Download PDFInvestor Complaints Details
Monthly and annual complaints data, transparency report as per SEBI guidelines
📄 Download PDFBank Details
Client bank account details for Cash Segment (Receipts & Payments) and Derivatives Segment
📄 Download PDF📜 Policies & Procedures
Risk Management Policy
Comprehensive risk management system for monitoring transactions and proprietary trading
📄 Download PDFClient Code Modification Policy
Guidelines for genuine errors and modification procedures to protect client interests
📄 Download PDFInternal Control Policies
Internal control systems for client registration, code modifications, and unauthenticated news circulation
📄 Download PDFSurveillance Policy
Transactional alerts, monitoring mechanisms, and reporting procedures for effective surveillance
📄 Download PDFPolicy on Unauthenticated News Circulation
Prohibitions on circulation of unauthenticated news and code of conduct for employees
📄 Download PDFPolicies & Procedures
Comprehensive policies on exposure limits, penny stocks, penalties, account closure, and deregistration
📄 Download PDF📑 KYC & Trading Documents
PMLA Policy
Prevention of Money Laundering Act (PMLA) Policy and procedures for client verification
📄 Download PDFIndividual Client Registration Form
Complete KYC form for individual clients opening trading and demat accounts
📄 Download PDFAccount Opening Checklist
Complete checklist of documents required for account opening
📄 Download PDF